Legal commentary on the news and events that matter most to alternative asset managers and funds.
Topics covered inthis issueinclude:
Artificial Intelligence in Financial Services: Tips for Risk Management Artificial intelligence (AI) solutions are increasingly popular among asset managers, because they accelerate decision-making through automation and create efficiencies. However, increased use of AI and advanced data analytics may change how risks are assessed for compliance purposes, and could pose other risks to funds.
SEC Staff Issues No-Action Relief Under Custody Rule The staff of the SEC has granted Madison Capital Funding, a nonbank lender and registered investment adviser, a limited exemption from the application of the custody rule under the Investment Advisers Act. This will allow the lender to commingle client funds in a single bank account, provided the lender meets certain specified conditions.
OCIE Releases 2019 Examination Priorities The Securities and Exchange Commission (SEC) is stepping up its compliance activity on market infrastructure, fees, cryptocurrency, cybersecurity and anti-money laundering (AML). These priorities were identified by SEC staff and, depending on results, might lead to rule changes and amendments.
You may also be interested in
Category
Funds Talk
Date
Feb. 01, 2019
Title
Commercial Property Assessed Clean Energy Assets Increasingly Popular Among Funds
Read More
Category
Funds Talk
Date
Feb. 01, 2019
Title
SEC Staff Issues No-Action Relief Under Custody Rule
We use cookies on this website to optimize user experience and site functionality and to give you the best possible experience. We do so with your approval. The choice is up to you. Learn more.